FORM N-2 CONTENTS
CONTENTS OF FORM N-2 GENERAL INSTRUCTIONS A. Use of Form N-2 B. Automatic Shelf Offerings by Well-Known Seasoned Issuers C. Registration Fees D. Application of General Rules and Regulations E. Amendments F. Incorporation by Reference G. Documents Composing the Registration Statement or Amendment H. Preparation of the Registration Statement or Amendment I. Interactive Data Files J. Registration of Additional Securities Part A: The Prospectus Part B: Statement of Additional Information General Instructions for Parts A and B Part A – INFORMATION REQUIRED IN A PROSPECTUS Item 1. Outside Front Cover Item 2. Cover Pages; Other Offering Information Item 3. Fee Table and Synopsis Item 4. Financial Highlights Item 5. Plan of Distribution Item 6. Selling Shareholders Item 7. Use of Proceeds Item 8. General Description of the Registrant Item 9. Management Item 10. Capital Stock, Long-Term Debt, and Other Securities Item 11. Defaults and Arrears on Senior Securities Item 12. Legal Proceedings Item 13. [Removed and reserved.] Part B – INFORMATION REQUIRED IN A STATEMENT OF ADDITIONAL INFORMATION Item 14. Cover Page Item 15. Table of Contents Item 16. General Information and History Item 17. Investment Objective and Policies Item 18. Management Item 19. Control Persons and Principal Holders of Securities Item 20. Investment Advisory and Other Services Item 21. Portfolio Managers Item 22. Brokerage Allocation and Other Practices Item 23. Tax Status Item 24. Financial Statements Part C – OTHER INFORMATION Item 25. Financial Statements and Exhibits Item 26. Marketing Arrangements Item 27. Other Expenses of Issuance and Distribution Item 28. Persons Controlled by or Under Common Control Item 29. Number of Holders of Securities Item 30. Indemnification Item 31. Business and Other Connections of Investment Adviser Item 32. Location of Accounts and Records Item 33. Management Services Item 34. Undertakings SIGNATURES
FORM N-2 EXHIBITS
FORM N-2 REQUIREMENTS
EX-99.A Charter copies currently in effect
EX-99.B Existing bylaws or corresponding instruments
EX-99.C Voting trust agreements (>5% of equity securities)
EX-99.D Documents defining security holders' rights
EX-99.E Dividend reinvestment plan document
EX-99.F Instruments defining long-term debt rights for subsidiaries
EX-99.G Investment advisory contracts for asset management
EX-99.H Underwriting/distribution contracts and agreements
EX-99.I Bonus/profit sharing/pension contracts for directors/officers
EX-99.J Custodian agreements and depository contracts
EX-99.K Other material non-ordinary business contracts
EX-99.L Legal opinion on securities registration
EX-99.M Non-resident consent to service of process
EX-99.N Other opinions/appraisals/rulings and consents
EX-99.O Omitted financial statements from Items 8.6 or 24
EX-99.P Initial capital agreements and investment assurance
EX-99.Q Retirement plan model documents
EX-99.R Ethics codes under Rule 17j-1
EX-99.S Securities registration information in tabular form
EX-99.A AGREEMENT AND DECLARATION OF TRUST
EX-99.B BY-LAWS
EX-99.E DIVIDEND REINVESTMENT PLAN
EX-99.G FORM OF INVESTMENT MANAGEMENT AGREEMENT BETWEEN REGISTRANT AND [*]
EX-99.I DEFERRED COMPENSATION PLAN
EX-99.J FORM OF MASTER CUSTODIAN AGREEMENT WITH [*]
EX-99.K.1 FORM OF TRANSFER AGENCY AGREEMENT
EX-99.K.2 FORM OF ADMINISTRATION AND FUND ACCOUNTING SERVICES AGREEMENT WITH [*]
EX-99.K.3 FORM OF SECURITIES LENDING AGREEMENT
EX-99.K.4 FORM OF EXPENSE REIMBURSEMENT AGREEMENT
EX-99.2H FORM OF UNDERWRITING AGREEMENT
EX-99.2K.5 FORM OF DTC REPRESENTATIONS LETTER
EX-99.2L.1 OPINION AND CONSENT OF COUNSEL
EX-99.2L.2 TAX OPINION OF COUNSEL
EX-99.N CONSENT OF [*]
EX-99.P INITIAL SUBSCRIPTION AGREEMENT
EX-99.R CODE OF ETHICS OF THE REGISTRANT AND THE ADVISOR
EX-99.S POWERS OF ATTORNEY
EX-FILING FEES CALCULATION OF FILING FEE TABLE